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Important Disclosures

The Cowles Group of NH, LLC ("The Cowles Group") is a Registered Investment Advisor ("RIA") located in the State of New Hampshire. The Cowles Group provides investment advisory and related services to clients in New Hampshire and other states. The Cowles Group will maintain all applicable registrations and licenses as required by the state securities regulators in which The Cowles Group conducts business. The Cowles Group renders individualized responses to persons in a particular state only after complying with all regulatory requirements or pursuant to an applicable state exemption or exclusion.

This website is intended to provide general information about The Cowles Group and its team. It is not intended to offer investment advice or to recommend the purchase and sale of any investment product. Information is provided to learn about our advisory services, our people and to be able to contact us for further information.

Market data, articles and other content on this web site are based on generally-available information and are believed to be reliable. The Cowles Group does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.

The Cowles Group will provide all prospective clients with a copy of our current Form ADV, Part 2A ("Disclosure Brochure") and the Brochure Supplement for each advisory person supporting a particular client. You may obtain a copy of these disclosures on the SEC website at http://adviserinfo.sec.gov or you may Contact Us to request a copy.

 

Other Financial Affiliations

Advisory Persons of The Cowles Group, each in their individual capacity, are also registered representatives of Fortune Financial Group, LLC, member FINRA/SIPC ("Fortune"). As registered representatives, securities may be offered through Fortune, which are separate from The Cowles Group. Fortune and The Cowles Group are not affiliated entities. This website is intended for clients and prospective clients of The Cowles Group and is not associated with Fortune or services rendered through Fortune.

If you have any questions regarding Compliance and Regulatory information, please Contact Us.

 

Email Disclosures

The Cowles Group often communicates with its clients and prospective clients through email and other electronic means. Your privacy and security are very important to us. The Cowles Group makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send The Cowles Group private information over email as it is not secure. If you have sensitive data to deliver, we can provide secure means for such delivery.

Please note: The Cowles Group does not accept trading or money movement instructions via email.

As a RIA, The Cowles Group emails are subject to inspection by the Chief Compliance Officer (“CCO”) of The Cowles Group, the various securities regulators and Fortune.

If you have received an email from The Cowles Group in error, we ask that you contact the sender and destroy the email and its contents.

If you have any questions regarding our email policies, please Contact Us.

 

Social Websites

The Cowles Group may utilize third-party websites that include social media websites, blogs and other interactive content. The Cowles Group considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, The Cowles Group will retain a copy of information that The Cowles Group or third-parties may contribute to such sites. This information is subject to review and inspection by the CCO of The Cowles Group or the securities regulators.

Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by The Cowles Group’s advisory persons after entering into an advisory agreement and provided The Cowles Group with all requested information about your background.

If you have any questions regarding our social media policies, please Contact Us.

 

 

Company Disclaimer

Financial Planning Services offered through The Cowles Group of NH, LLC ("The Cowles Group"), a Registered Investment Advisor. Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker dealer, member FINRA/SIPC/ BrokerCheck to residents of (NH, MA, ME, NY, NC & LA).  Investment Advisory services offered through through Cambridge Investment Research Advisors, Inc. a Registered Investment Advisor. The Cowles Group and Cambridge are not affiliated.

 

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